r*****s
发帖数: 63 | 1 Penson is the third largest clearing firm for many brokers.
I am using IB and ML , both of which have their own clearing.
The question is why I am receiving this email from Penson, WEIRD! |
|
r*****s
发帖数: 63 | 2 I do have an account with Sogo, but it is non-active now. Customers get
paperless statement by default with Sogo. Why I am getting this email from
Penson now?
Did you get same email from Penson recently as well? |
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r*****s
发帖数: 63 | 3 Just checked, SOGO uses Genesis for clearing, not Penson.
Scottrade,MB Trading, Optionhouse, Zecco, Thinkorswim, and Tradeking use
Penson, but I have no accounts with the above mentioned.
it |
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k*******n
发帖数: 215 | 4 好像因为我有一个帐号由于pattern day trading被penson financial services 停90天
，结果任何和该公司有关的broker我都开不了帐号了。
请推荐其它的。谢谢。 |
|
k*******n
发帖数: 215 | 5 再问一下：这些brokers这样做是可以的吗（因为BROKER A帐号被停结果broker b也停
帐号）。查了下，很多brokers都clear thru penson...
谢谢。
90天
迫关了。 |
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r*****s
发帖数: 63 | 6 did anyone receive email from this clearing firm lately?
It is a bit weird that the two brokers I am using now all have their all
own clearing
subsidiaries...
The below is the email content....
You have indicated that you wish to receive your account statements by
email notification in lieu of a paper statement by regular mail.
To view your account statements on the secured site please click the
link below:
https://documents.penson.com
If at any time you wish to change your method of delivery, p... 阅读全帖 |
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a****b
发帖数: 3588 | 7 yes, i got the same email, today.
my guess is sogotrade, because sogo recently switched to use penson for the
clearing services.
i tried to use sogo account to log in, but failed.
likely i will contact sogo to find out. |
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a****b
发帖数: 3588 | 8 sogo no longer uses genesis. sogo switched to penson |
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L*****C
发帖数: 626 | 9 有个clearing firm是penson的股票账户 我穷学生90%家当在面里了
它的股价要7半年时间跌到不到2了
哪位高人好心帮我基本分析一下它家还稳妥吗 不稳妥我就转去第二家 xiexie |
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O***C
发帖数: 1219 | 10 因为赚了太多的银行开户BONUS，利息总数过了1500，今年必须填1099 SCH B。
其实DIV所得总共不过上百美刀。
比如ZECCO，他家的交易结算都是通过Penson Financial Service Inc.
我的1099-DIV/INT/MISC等总表也是Penson Financial Service Inc.寄来的。
请问在1040 SCHEDULE B上Name of Payer应该填谁的名字, ZECCO还是Penson
Financial Service Inc.？
另外我在ZECCO持有十几只股票和ETF，我需要在1040 SCH B上详细列出每一只股票和
ETF的分红还是可以可以把1099-总表上的分红总数列上即可？
谢谢指教！ |
|
O***C
发帖数: 1219 | 11 因为赚了太多的银行开户BONUS，利息总数过了1500，今年必须填1099 SCH B。
其实DIV所得总共不过上百美刀。
比如ZECCO，他家的交易结算都是通过Penson Financial Service Inc.
我的1099-DIV/INT/MISC等总表也是Penson Financial Service Inc.寄来的。
请问在1040 SCHEDULE B上Name of Payer应该填谁的名字, ZECCO还是Penson
Financial Service Inc.？
另外我在ZECCO持有十几只股票和ETF，我需要在1040 SCH B上详细列出每一只股票和
ETF的分红还是可以可以把1099-总表上的分红总数列上即可？
谢谢指教！ |
|
s*********0
发帖数: 2045 | 12 以前还算便宜的，还有免费的Mutual Fund，现在价格优势没了，MF都贵得要死，界面
升级升了不知道多少个月了还没好，搞得我Yodlee大半年都连不上了。尤其是从ADP换
成了Penson Clearing house，以前没觉得，今年一个1099B就看出来他的烂了，别人家
2月初就给我了，我还准备早点file federal tax，结果Penson来一个不好意思我们算
错了，现在被打回去重算，3月15号才给你们发1099。我一怒之下IRA连锅端ACAT
transfer掉了，Individual的全部cashout。
现在全用fidelity，发现他们家no-fee ETF好，几乎可以day trade(还没试过，第二天
卖掉绝对没问题），是用来time market不二选择hoho。 |
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w********u
发帖数: 545 | 13 现在在弄option house wire transfer,我用的是citi bank.
下面是optionhouse网站写的步骤，但是我还是弄不清楚。哪位大人帮忙看看吧。
beneficiary 究竟是填我的名字还是Penson Financial Services？
beneficiary account究竟是填我的optionhouse account number还是Acct# 066617936
（下面给出的）
beneficiary address是填我的帐号吧？
主要就是optionhouse给的instruction有两个account #，两个beneficiary name,我就
有点弄糊涂了。
新人，刚开户，谢谢指教！！
---------------------------------------------------
INCOMING WIRE INSTRUCTIONS (USD):
Address:
JP Morgan Chase 277 Park Ave New York, New York 10172
ABA
021000021 (for non-d... 阅读全帖 |
|
f******d
发帖数: 6361 | 14 我想最重要的原因是：
scottrade本身就是自己的self-clearing firm。
but，optionshouse跟大部分broker一样，通过第三方交割清算，它的clearing firm
是 penson financial，这是很多broker的clearing firm，所以通过penson financial
很容易烧股票。
但公认最容易烧股票的是IB，因为它是全球最多人用的broker，pool很大很大。 |
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y*****l
发帖数: 5997 | 15 报导日期：2011/12/16 12:22
美股周五盘中持平
美股周五盘中持平。美国消费者物价持平，投资人认为Fed可能将此视为通膨暂时不会
对经济造成太大影响，并维持低利率，美股盘中持稳。
道琼工业指数盘中上涨1.14点，来到11869.95点，涨幅0.01%。那斯达克指数上涨18.09
点，来到2559.19点，涨幅0.72%。S&P 500上涨4.90点，来到1220.65点，涨幅0.40%。
美国劳工部周五公布，11月消费者物价指数维持不变。过去12个月来CPI年比上升3.4%
。扣除波动较大的食品与能源後的核心CPI则是上升0.2%，为八月份以来最大增幅。
Hudson City Bancorp(HCBK)周五表示，预估第四季偿还43亿美元高成本负债後将出现
亏损。公司指出偿债後的税後费用约每股89美分，但可望令该公司明年第一季的净利息
利润升高。
Adobe周四盘後公布第四季每股盈余67美分。营收成长14%，至115亿美元。分析师原先
预估营收109亿美元。另一方面，公司预估本季营收约在102.5~107.5亿美元，每股盈余
54~59美分。Adobe於11月宣... 阅读全帖 |
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l***y
发帖数: 348 | 16 今收到 FirstTrade Email 一封，内容如下: (问题:该立刻卖掉这些基金，还是等它自
动liquidate ? FirstTrade 这样做(先套你买，然后在不合适的时机强迫你卖)合法吗?
有哪条联邦法规定外国人不能买美国国内基金?)
Recently, Firstrade’s clearing firm, Penson Financial, began enforcing the
prohibition of non-US customers buying and holding domestic (U.S. Registar)
mutual funds. Our review has determined that your account holds US Registar
mutual fund positions. Therefore, based upon this policy (set forth by the
mutual fund companies), please redeem (sell) the following mutual fund
... 阅读全帖 |
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l***y
发帖数: 348 | 17 【 以下文字转载自 Investment 讨论区 】
发信人: lobby (Judy), 信区: Investment
标 题: 大家收到过这样的信没
发信站: BBS 未名空间站 (Thu Jul 28 17:19:07 2011, 美东)
今收到 FirstTrade Email 一封，内容如下: (问题:该立刻卖掉这些基金，还是等它自
动liquidate ? FirstTrade 这样做(先套你买，然后在不合适的时机强迫你卖)合法吗?
有哪条联邦法规定外国人不能买美国国内基金?)
Recently, Firstrade’s clearing firm, Penson Financial, began enforcing the
prohibition of non-US customers buying and holding domestic (U.S. Registar)
mutual funds. Our review has determined that your account holds US Registar
mutual fund positions. ... 阅读全帖 |
|
l****8
发帖数: 969 | 18 拿到了最大值：Buz ＋ pensonal ＋ 15刷 ＝ 185k
还说15刷可以5次5k到年底而不是通常所说的10月底。 |
|
m*******a
发帖数: 2947 | 19 其实大家想多了，动不动就往aggressive上套。像楼主的两件事情，完全可以就事论事
，不要上升到
pensonal上去。疫苗的事情，我们家也有。那次是打流感疫苗，涉及到含汞还是不含汞
的问题。若不是
LG一直问着，根本不知道里面有那么多的门道，被问得护士一直都好脾气的解释，自己
不懂还请教上
级，再不懂就打电话问专家了，后来大家还开玩笑说，一起上了一门有关疫苗的课。不
过因为事关小孩
健康，我LG就尤其重视。
我们的朋友圈都知道我LG的性格，但凡有啥事，都爱问他，因为他知道的最多最详细，
不过他也爱说。
其实我觉得他也挺累的。 |
|
c*****2
发帖数: 2709 | 20 Penson Financial Services是不是给Quicken自动下载来更新交易记录？我用的是
Quicken2010。 |
|
|
k*******n
发帖数: 215 | 22 再顶一下。
另，刚发现居然是permanently closed, 而且也不允许以后再在该broker开户了。
不就是pattern day trading嘛，为什么会这么的处置呢？有根据吗？
谢谢。 |
|
w****r
发帖数: 245 | 23 大侠，分类都分好了，求神签
# Basic Materials, Agricultural Chemicals
AGU Agrium Inc.
AVD American Vanguard Corp.
CAGC China Agritech Inc.
CF CF Industries Holdings, Inc.
CGA China Green Agriculture, Inc.
CMP Compass Minerals International
COIN Converted Organics Inc.
IPI Intrepid Potash, Inc.
MON Monsanto Co.
MOS Mosaic Co.
NOEC New Oriental Energy & Chemical
POT Potas... 阅读全帖 |
|
|
U********f
发帖数: 2482 | 25 I use TD American, It charges $2 for every paper statement.
So I choose non-paper statement: email statement. |
|
a****b
发帖数: 3588 | 26 do u use sogotrade? if so, that is the reason, i guess.... |
|
|
a****b
发帖数: 3588 | 28 i got this email too, and am trying to figure out which broker account it
refers to |
|
r*****s
发帖数: 63 | 29 I see, that might explain it, I was like what the heck, maybe someone
stole my ID and opened some account?
Thanks, now I feel relieved. |
|
c********r
发帖数: 649 | 30 1.5.8 B cash, 100m in excess regulatory capital
2.been profitable the past two quarters.
3. shorted heavily due to 42.6 million in non accruing receivables,
represent only 0.49% of Penson’s $8.7 billion in average daily customer
balances
4.over sold |
|
l***y
发帖数: 348 | 31 【 以下文字转载自 Investment 讨论区 】
发信人: lobby (Judy), 信区: Investment
标 题: 大家收到过这样的信没
发信站: BBS 未名空间站 (Thu Jul 28 17:19:07 2011, 美东)
今收到 FirstTrade Email 一封，内容如下: (问题:该立刻卖掉这些基金，还是等它自
动liquidate ? FirstTrade 这样做(先套你买，然后在不合适的时机强迫你卖)合法吗?
有哪条联邦法规定外国人不能买美国国内基金?)
Recently, Firstrade’s clearing firm, Penson Financial, began enforcing the
prohibition of non-US customers buying and holding domestic (U.S. Registar)
mutual funds. Our review has determined that your account holds US Registar
mutual fund positions. ... 阅读全帖 |
|
f******d
发帖数: 6361 | 32 1. 那个数据有误，做股票的话，scottrade是self clearing，可以向broker confirm。
2. 我并没说penson financial是IB的clearing firm,我只是说作为全球最多人使用的
broker，它的pool很大，容意烧股票。 |
|
f******d
发帖数: 6361 | 33 是penson clear的吧？ 看看用IB的同学能不能short？ |
|
L*****C
发帖数: 626 | 34 几个月从7跌到2了 我开户的小broker用它clearing的 怎样好? |
|
f******d
发帖数: 6361 | 35 淡定，sipc insure 10w刀cash，你的broker自己还另买保险。 |
|
f******d
发帖数: 6361 | 36 我去花生版主要是看看巴依老爷有啥高论
加话痨妹为好友主要是看他又有啥精彩的股票比喻，想不到这小子回来以后天天混菌版
，股版只发过两帖： 一是抱怨大陆如何乱，二是抱怨penson 算错他的1099. |
|
m**s
发帖数: 35 | 37 Hi,
I'm going to stay in London during this summer. Regarding the place I'm
going to stay, I want to choose between these two options.
1. Lillian Penson Hall, University of London (15 – 25 Talbot Square)
2. Evelyn Gardens Halls, Imperial College London (40 - 44 Evelyn Gardens)
Could you please kindly shed some light on which one is a better option, in
terms of living condition, convenience, safety. I prefer a place with nice
neighborhood, e.g. with good restaurants, libraries, museums if possibl |
|
f*******u
发帖数: 2018 | 38 可不可以这样说，其实是在球接触防守和进攻方队员身体以前，用肢体动作阻碍对方接
球，无论是防守，或者进攻，在foreward pass的时候都可能PI，
当球碰到队员以后，就算给冲天炮也不算是PI，只能说是pensonal foul或者face mask
对吧？ |
|
k****t
发帖数: 12697 | 39 吐槽SOGO. 1090 COMBO 从来没搞对过. 今年的CORRECT 了三次不偿失(GENESIS CORRECT 两次,
PENSON 一次), 每次ROC 变化俺得重算COST BASE, 最后一次CORRECTION 居然是才来,
俺得1040X. 再一看去年的居然也有CORRECTION POSTED AFTER TAX DUE, 没信, 俺都不
知道, 还得1040X.
换BROKER 得通通LIQUIDATE 才行? |
|
y**y
发帖数: 74 | 40 历时将近一个月，今天终于等来了OFFER，谢谢大家的祝福。我前后面了8个人， 没有
问什么技术性的问题，大概因为只是intern吧。 主要就是围绕简历问问题， 然后自我
介绍是每个人都会问的，所以大家找工作的话一定要好好准备自我介绍，其实问来问去
的主线就是为什么你要选我们公司， 为什么我们公司要选你。所以也一定要准备这个
两个问题， 其他就是瞎聊了，我还和CFO聊了一下我们伟大祖国的人口计划和社会安全
问题～～我觉得intern 的工作面试主要就是看你与他人交流的能力和你的
pensonalities. 如果你和面试的人有chemistry, 你又表现出对这个职位的强大兴趣，
你自己的优势一定要讲出来，我反复和面试官强调虽然我没什么经验但是我学习能力
很强很有potential, 他们可能潜意识就接受了，另外就是运气了。 再次谢谢大家的祝
福。 |
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m**s
发帖数: 71 | 41 If you have less experience, you can be considered for positions like
Assistant Director or Principle Statistician.
You guys complain hard about not easy finding a job; now you've got
opportunitis, go for it. Or tell your friends about these openings. Think
about it: 160k annual salary, 25% bonus, thousands of stock options AND
stocks, penson plan, etc etc... Best deal :) |
|
n*******r
发帖数: 425 | 42 Mon
Earnings: Penson Worldwide (PNSN), Vina Concha y Toro (VCO), SYKES
Enterprises (SYKE), Western Gas Partners (WES), Pearson (PSO), Great Plains
Energy (GXP), Berkshire Hathaway (BRK.A), CVR Energy (CVI), HSBC Holdings (
HBC), Southwestern Energy (SWN), Berkshire Hathaway (BRK.B), Lowe's (LOW)
Economic Data: Pending Home Sales
Tues
Earnings: NXT Energy Solutions (NSFDF), Noble Group (NOBGF), Ceragon
Networks (CRNT), Grupo Aeroportuario del Pacifico SAB (PAC), Federal Mogul (
FDML), ViewP... 阅读全帖 |
|
g******0
发帖数: 1165 | 43 After-Hours Movers 7/22: HWAY, ALGN, INFN, ETFC, ATHN, CMG, CYMI Higher;
AMZN, BOOT, QLGC, ACTG, INPH, MCRL, SNDK Lower
Jul 22, 2010 05:44PM
Healthways (Nasdaq: HWAY) 21.4% HIGHER; reports Q2 EPS of $0.29, 2 cents
better than the analyst estimate of $0.27. Revenue for the quarter was $175.
5 million, which compares to the estimate of $176.82 million. Sees Q3 EPS $0
.26-$0.29, versus $0.29. FY10 1.07-$1.18, versus the consensus of $1.12.
Amazon.com (Nasdaq: AMZN) 13.9% LOWER; reports Q2 EPS of $0... 阅读全帖 |
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N***i
发帖数: 2063 | 44 Best-Rated Financial Stocks Updated June 23, 2010
http://www.nasd100.com/2010/06/bestrated-financial-stocks-updated-june-23-2010.html
Ranking | Company (Ticker) | Average Rating Value | Average Rating
1 IRSA Inversiones Representaciones (ADR) (NYSE:IRS) 1.00 Strong Buy
2 Primus Guaranty, Ltd. (NYSE:PRS) 1.00 Strong Buy
3 China Life Insurance Company Ltd. (ADR) (NYSE:LFC) 1.00 Strong Buy
4 National Bank of Greece (ADR) (NYSE:NBG) 1.00 Strong Buy
5 HDFC Bank Limited (ADR) (NYSE:HDB) 1.00 ... 阅读全帖 |
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