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Law版 - recent sec fines
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相关话题的讨论汇总
话题: fines话题: sec话题: overtime话题: customers话题: companies
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1 (共1页)
f*******t
发帖数: 5
1
recently SEC fines several mutual fund comapanies. But it seems
the companies (not CEOs or big customers who earned a lot from
overtime trading) pay the fines. Is that true? If yes, I didn't
see the meaning of the penalty fines. The individual investors
get hurt twice: 1) during late (overtime) trading 2) during sec
fines, since the companies will put the fines/cost back to
customers.
any insider comments? thanks.
1 (共1页)
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话题: fines话题: sec话题: overtime话题: customers话题: companies