m*********h
发帖数: 5449 | 1 注意，没有投资执照提供付费投资建议是违法的，任何受害者可以告你，并让你部分偿
还投资损失。
"Basically, anyone can legally give any kind of *free* financial advice they
want. The problem really starts when you charge money for your advice,
which includes accepting commissions or referral fees, or try to sell any
kind of financial product. Once you accept money, or any compensation for
that matter, you are making yourself liable for your advice. If you sell
financial products such as investments, mutual funds, stocks, insurance,
ETFs, bonds, etc., without a license, you are plain and simply in *violation
* of the law." | M***n
发帖数: 5815 | 2 对老马的问题的回复
http://www.mitbbs.com/article/Stock/36350083_0.html
they
violation
【在 m*********h 的大作中提到】
: 注意，没有投资执照提供付费投资建议是违法的，任何受害者可以告你，并让你部分偿
: 还投资损失。
: "Basically, anyone can legally give any kind of *free* financial advice they
: want. The problem really starts when you charge money for your advice,
: which includes accepting commissions or referral fees, or try to sell any
: kind of financial product. Once you accept money, or any compensation for
: that matter, you are making yourself liable for your advice. If you sell
: financial products such as investments, mutual funds, stocks, insurance,
: ETFs, bonds, etc., without a license, you are plain and simply in *violation
: * of the law."
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