l********n
发帖数: 396 | 1 上课有学生问。。。我答不上来喔。。。
10Q很容易理解是quarterly report, but why annual report is named 10-K?
有没有人清楚的呢？ | k***u
发帖数: 913 | 2 just google~
SEC Form 10-K refers to the annual report pursuant to section 13 of the
Securities Act and section 15(d) of the Securities Exchange Act.
The names of these forms originated in regulations adopted by the SEC for
forms which are required for different purposes. We have attached the link
to a list of all the SEC forms. The
For example, the designation "10-K" is the form name which is designated in
17 CFR 249.310 (linked below), which provides:
===== BEGIN =====
TITLE 17 -- COMMODITY AND SECURITIES EXCHANGES
CHAPTER II -- SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
PART 249 -- FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart D -- Forms for Annual and Other Reports of Issuers Required Under
Sections 13 and 15(d) of the Securities Exchange Act of 1934
Sec. 249.310 -- Form 10-K, for annual and transition reports pursuant to
sections 13 or 15(d) of the Securities Exchange Act of 1934.
(a) This form shall be used for annual reports pursuant to Sections 13 or 15
(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) for
which no other form is prescribed. This form also shall be used for
transition reports filed pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934. | l********n
发帖数: 396 | 3 上课有学生问。。。我答不上来喔。。。
10Q很容易理解是quarterly report, but why annual report is named 10-K?
有没有人清楚的呢？ | k***u
发帖数: 913 | 4 just google~
SEC Form 10-K refers to the annual report pursuant to section 13 of the
Securities Act and section 15(d) of the Securities Exchange Act.
The names of these forms originated in regulations adopted by the SEC for
forms which are required for different purposes. We have attached the link
to a list of all the SEC forms. The
For example, the designation "10-K" is the form name which is designated in
17 CFR 249.310 (linked below), which provides:
===== BEGIN =====
TITLE 17 -- COMMODITY AND SECURITIES EXCHANGES
CHAPTER II -- SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
PART 249 -- FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart D -- Forms for Annual and Other Reports of Issuers Required Under
Sections 13 and 15(d) of the Securities Exchange Act of 1934
Sec. 249.310 -- Form 10-K, for annual and transition reports pursuant to
sections 13 or 15(d) of the Securities Exchange Act of 1934.
(a) This form shall be used for annual reports pursuant to Sections 13 or 15
(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)) for
which no other form is prescribed. This form also shall be used for
transition reports filed pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934. | s********h
发帖数: 2190 | |
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