g*m
发帖数: 70 | 1 拿到一个投行backoffice IT offer, 看到这样一个requirement before first day:
A copy of your most recent personal or related brokerage account statements.
Related accounts may include accounts held by a spouse, dependent, domestic
partner, and any relative residing with you. You must transfer all
brokerage accounts that maintain securities to (...) within your first 60
days of employment.
这个personal brokerage account是指啥？ 如果我有个sogotrade的帐号炒股，这也算
吗?
thanks. |
|
p*u
发帖数: 2454 | 2 http://www.bloomberg.com/news/2014-07-21/renaissance-avoided-mo
"
A Renaissance Technologies LLC hedge fund’s investors probably avoided more
than $6 billion in U.S. income taxes over 14 years through transactions
with Barclays Plc (BARC) and Deutsche Bank AG (DBK), a Senate committee said.
The hedge fund used contracts with the banks to establish the “fiction”
that it wasn’t the owner of thousands of stocks traded each day, said
Senator Carl Levin, a Michigan Democrat and chairman of the Perman... 阅读全帖 |
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M*****8
发帖数: 17722 | 3 【 以下文字转载自 Stock 讨论区 】
发信人: MB80528 (肥猫(Contrarian)[食MM而肥]), 信区: Stock
标 题: 米加金融公司外包国内大学毕业生做当日交易的抄盘手。
发信站: BBS 未名空间站 (Thu Dec 9 22:25:51 2010, 美东)
December 9, 2010
Day Trading Still Alive, Outsourced to China
By DAVID BARBOZA
¶ BEIJING — Before the opening bell sounded on the New York Stock
Exchange on a recent Tuesday, a group of fresh college graduates clocked in
at a small trading firm on the outskirts of this capital city.
¶ They were hired to engage in rapid-fire stock trading wi... 阅读全帖 |
|
C*G
发帖数: 7495 | 4 以下拷贝美国二百多大行业，在天朝，90%以上都是开放的，70%以上有待开发提高，并
无垄断。接近一半在天朝都缺乏投资，其实很多技术，服务，管理和盈利模式都是公开
半公开的，按着美国的样子照猫画虎就行，天朝各行业整体有美帝一半到六成七成功利
，国力就远超美帝了。
再无耻的资本，也不能说在这些行业不努力赚钱，就想着控制着国家命脉和民生的基础
行业当大爷赚钱。
hiahia
Name
Accident & Health Insurance
Advertising Agencies
Aerospace/Defense - Major Diversified
Aerospace/Defense Products & Services
Agricultural Chemicals
Air Delivery & Freight Services
Air Services, Other
Aluminum
Apparel Stores
Appliances
Application Software
Asset Management
Auto Dealerships
Auto Manufacturers ... 阅读全帖 |
|
b***y
发帖数: 14281 | 5 我什么没有搞清楚？他的意思无非想说fidelity这样的公司只是brokerage，不算银行
而已。但是他既然说到了公司倒闭是否影响客户储蓄的问题，那么在美国，唯有商业银
行因为法律规定必须投保FDIC的原因，才对小额客户有基本保障。其他无论是bank还是
brokerage，存款都是没有保障的，除非客户另外买保险。 |
|
发帖数: 1 | 6 401K 是可以转为brokerage account，但对Trade的品种有很多限制，连ETF也只能买某
几个，更不要说Option了。你转过brokerage account 没有，或有没有401K?不要总拿
朋友说话 |
|
n***y
发帖数: 2730 | 7 呵呵。。。你以为钱是那么容易取走的？
首先这种小股的期权一定是在US Brokerage Firm里开账户进行交易的，肯定不是国内
券商平台上交易的。最有可能的是IB，也有可能是Fidelity一类的。出现问题，账户马
上冻结。
其次国内银行是不允许和国外Brokerage Firm之间转钱。转进转出都是禁止的。如果你
关系超牛，认识某常委，那我不清楚。一般吃瓜群众是想都不用想。所以要转钱必须先
把钱转入美国的银行，再转至国内的银行。这中间美国监管部门有充分时间冻结资产。
再次国内也有求到美国抓贪官的时候，才不会为这种小虾得罪美国。
最后发暴利财的人，无论合法还是非法，都招人恨，招美国人恨，招中国人恨，招世界
人民恨！大家都找着碴儿的整这些人，一有机会一定会一哄而上整死丫的！ |
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q*****3
发帖数: 24 | 8 是的personal exemption。现在的主要问题是chase小点儿的分行没碰到过这种情况让
我问客服，客服说我们也不知道你去问banker。banker打了内部help desk让我问
brokerage，brokerage说我们不管你还是得问你ira的开户银行。
我都想把钱扔ira等我60再过来取算了、就当没有这笔钱
[在 warriorfa (好好的做好人，光光的学光学) 的大作中提到：]
:personal examption?
:对单身妹妹，我始终争取；
:对有夫之妇，我从未放弃；
:对十六岁以上女孩，我注意发掘；
:对小于十六的，要有战略性眼光。 |
|
f********n
发帖数: 13 | 9 Must be Motivated, Goal Oriented, and Confident with Strong Communication
Skills.
• Comprehensive Paid Training
• Series 7, 63, and other Securities License Sponsorship
• Generous Pay Out
• Incentive Programs
About National:
Established in 1947, National Securities is a full service, independent,
brokerage firm. We offer a comprehensive range of products, coupled with
one-on-one access to trading and operations, so that our clients are assured
the highest ... 阅读全帖 |
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i*******1
发帖数: 14 | 10 See job description below. I happen to know the hiring manager. Will be more
than happy to help forward resume for suitable candidates. Sorry can't
consider OPT at the moment, only H1-B or better. Please send me email if
interest.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Credit Analyst for Central Counterparties and Clearing Risk
• Perform due diligence and credit analysis on Central
Counterparties (CCPs). Identify strengths and weaknesses and make
recommendations. Presen... 阅读全帖 |
|
i*******1
发帖数: 14 | 11 【 以下文字转载自 JobHunting 讨论区 】
发信人: invest101 (MJ), 信区: JobHunting
标 题: Full time risk analyst/associate position at NYC bank
发信站: BBS 未名空间站 (Thu May 29 11:59:38 2014, 美东)
See job description below. I happen to know the hiring manager. Will be more
than happy to help forward resume for suitable candidates. Sorry can't
consider OPT at the moment, only H1-B or better. Please send me email if
interest.
~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~
Credit Analyst for Central Counterparties and... 阅读全帖 |
|
f********n
发帖数: 13 | 12 Must be Motivated, Goal Oriented, and Confident with Strong Communication
Skills.
• Comprehensive Paid Training
• Series 7, 63, and other Securities License Sponsorship
• Generous Pay Out
• Incentive Programs
About National:
Established in 1947, National Securities is a full service, independent,
brokerage firm. We offer a comprehensive range of products, coupled with
one-on-one access to trading and operations, so that our clients are assured
the highest ... 阅读全帖 |
|
f********n
发帖数: 13 | 13 Rapidly growing prestigious Wall Street Firm seeking brokers/broker trainees
NYC.
Must be Motivated, Goal Oriented, and Confident with Strong Communication
Skills.
• Comprehensive Paid Training
• Series 7, 63, and other Securities License Sponsorship
• Generous Pay Out
• Incentive Programs
About National:
Established in 1947, National Securities is a full service, independent,
brokerage firm. We offer a comprehensive range of products, coupled with
one-on-... 阅读全帖 |
|
d**********r
发帖数: 24123 | 14 第一个是你太运气了。他不知道他可以收UPS但是拒交BROKERAGE，这时候UPS就会来找
你要BROKERAGE了。一般是shipping的 30-40%。到时候你就哭吧
拒了，说： |
|
P*****t
发帖数: 4978 | 15 China's Publication Bazaar
http://www.sciencemag.org/content/342/6162/1035.full
A Science investigation has uncovered a smorgasbord of questionable
practices including paying for author's slots on papers written by other
scientists and buying papers from online brokers.
SHANGHAI, CHINA—The e-mail arrived around noon from the mysterious sender "
Publish SCI Paper," with the subject line "Transfer co-first author and co-
corresponding author." A message body uncluttered with pleasantries
contained... 阅读全帖 |
|
p******e
发帖数: 22 | 16 Here is some clarification. Fidelity and Value Line are separate companies.
One is a brokerage firm, the other one is a financial research firm. If you
have a brokerage account at Fidelity, which is easy to open, you can have
free access to the S&P reports and many others, e.g Ford, Thoamson and Zacks
, for individual companies. Some 401K account at Fidelity also allows you to
assess the report, at least the company I work for does. As for Value Line,
it is very expensive to buy their most recen |
|
W***i
发帖数: 833 | 17 下个月准备开始DCA index ETF，每个月大概$5k-10k的样子，大家看用Wells Frago的
每年100个免费的WellsTrade如何？
现在brokerage账户有Fidelity， BOA。Fido费用比较高，本想用BOA（每个月30次免费
)，但要求存款账户至少有$25k。Wells Fargo的$25k要求是包含brokerage账户的，所
以很容易满足。
有没有什么其他的注意事项？ |
|
S**C
发帖数: 2964 | 18 OAKBX, FPACX, MACSX are available in most brokerage as NTF.
IVAEX is available in thinkorswim for $1000 minimum. It is the best class
for Ivy Asset Strategy.
IVWIX is available in Fido with a transaction fee in for retirement account,
or you can get it from Wellstrade for retirement account for $1000 minimum.
In Wellstrade you can get 100 free trade per account if you have $25000
total asset with them, IMO, it is the best deal among all brokerage. |
|
|
l*********e
发帖数: 7492 | 20 每年50的那个先排除掉
大家好，
我现在想开最普通的BROKERAGE ACCOUNT，主要想按照不同比例投资不同类型的指数基
金。我资金不多，想从千元起步，以后每月投入 $500。不打算用 MARGIN 。
现在比较中意的公司有 Vanguard 和 Wells Fargo，想从两家中选一家。不想用
Fidelity.
我看中Vanguard 是因为它是 discounted online brokerage firms 中的 low-cost
leader.
它家的 Fee Schedule 链接如下:
https://personal.vanguard.com/us/whatweoffer/etfsandstocks/feescommissions
而喜欢Wells Fargo 原因是该公司看起来很 comprehensive, 感觉将来会提供很多方便
。就是不太清楚我投资index fund 的话，费用会不会比Vanguard 高比较多。除了帐户
维持费用 $50 per year 之外，它家的Fee Schedule 链接如下:
https://www.wellsfargo |
|
c*v
发帖数: 93 | 21 "我看中Vanguard 是因为它是 discounted online brokerage firms 中的 low-cost
leader." 这个基本胡扯。不要把Vanguard的基金账户和brokerage 帐户搞混了。 |
|
S****Y
发帖数: 4634 | 22 for brokerage, ask your brokerage, normally it's yes.
for tax, continue to file tax return |
|
p********r
发帖数: 1980 | 23 OP cites the number correctly. However, a reliable brokerage is required by
the law to have an unpassable line between client's money and its own money.
So the bankrupcy of the brokerage firm should not affect the client's money
. I think Fidelity is a decent firm so it should be trustworthy. Otherwise,
you can just open multiple accounts with up to $500K in each one of them. |
|
s*****n
发帖数: 2174 | 24
It depends on whether you want that way or not.
If you set up "self-funding", by linking your brokerage account with mysmart
cash account, it will sell mmf in your brokerage account to supply mysmart
cash account if needed.
No difference. You can buy eft from mysmart account. Personally, I keep two
accounts just to separate my investment and my everyday money pool, so I can
track the cost base and calculate investment return easily.
内买mmf，而不是放Cash放着，虽然mmf收益没几个钱。
In general, yes. But these days, |
|
c*****x
发帖数: 429 | 25 You don't have to report transactions inside your Roth IRA to IRS.
Roth IRA can also be a brokerage account. If by "brokerage" you indeed meant
taxable accounts, then yes, you need to list your transactions when filing
tax return (schedule D). |
|
c*****x
发帖数: 429 | 26 https://personal.vanguard.com/us/insights/article/commissions-05042010
Investing costs for Vanguard ETFs® and stocks just dropped
substantially. Vanguard now offers:
* Commission-free Vanguard ETF® transactions. Vanguard brokerage
clients can make commission-free transactions in our entire lineup of 46 low
-cost ETFs—the largest suite of ETFs available without commissions.
* Ultralow equity commissions. Most Vanguard brokerage clients will pay
$2 or $7 to trade stocks and non-V |
|
p********x
发帖数: 5583 | 27 买ETF需要brokerage IRA吧.Brokerage IRA有年费吗？
tax |
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l**********t
发帖数: 5754 | 28 target date funds are simplified asset allocation strategies for retirement
saving, ideal for those who don't have the resources to design their own
asset allocation / research managers / rebalance among asset classes, etc.
The strategy assumes a) you will retire around xxxx for fund xxxx. b) you
makes periodical contribution to the fund till retirement. The fund will automatically shift from equity to bond as you approach your retirement age (so a 2040 fund will significant allocation to fixed ... 阅读全帖 |
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K****D
发帖数: 30533 | 29 日期(MM/DD/YY):
04/30/2011
YTD:
9.83%
S&P 500: 8.43%, excluding dividends
备注:
Month of April has been horrible -- 1% vs 3%. The IRA accounts actually
shrank, thanks to bad ER. Regular investment account stayed flat and 401k
rose a little because I went indexing at some point.
Large transactions are still expected to happen in May since I am yet
to close my old brokerage account. My new brokerage account has been
sitting on cash for a whole month. |
|
y*****g
发帖数: 521 | 30 哦～多谢回复！明白了一些！
原来就算是vanguard里也有那么多可选呀，我当时稀里糊涂的开了个brokerage（好像
是这个东西说买etf用），然后又直接在core fund里随便选了个中间的。。导致
brokerage也没用了。。
我还没有401k/roa呢，还是学生。报税的时候可能又要麻烦了。
谢谢你的回复哈，有用！
spread |
|
y*****g
发帖数: 521 | 31 哦～多谢回复！明白了一些！
原来就算是vanguard里也有那么多可选呀，我当时稀里糊涂的开了个brokerage（好像
是这个东西说买etf用），然后又直接在core fund里随便选了个中间的。。导致
brokerage也没用了。。
我还没有401k/roa呢，还是学生。报税的时候可能又要麻烦了。
谢谢你的回复哈，有用！
spread |
|
X****r
发帖数: 3557 | 32 Note that if you trade Vanguard ETF too frequently (>25 times in 12
months) you may get banned from Vanguard brokerage for two months,
too.
Also note that you don't have to use Vanguard brokerage to trade
Vanguard ETF.
Not much difference. Vanguard ones might have lower cost.
呢？
The cost (expense ratio) has already been reflected on the price.
Note that the expense ratio of vanguard ETFs are usually on par with
the admiral class of the same mutual fund, so if you are already in
the admiral clas... 阅读全帖 |
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n****u
发帖数: 229 | 33 Please read and understand the policy completely. Companies have different
rules on this.
And you have to take it seriously. Otherwise it will cost your or your wife'
s job.
My company has the similar policy too. BUT!
But, it allows me to keep mutual funds in the mutual fund company which
issue these mutual funds.
For example, if you have vanguard mutual fund account (not vanguard
brokerage account) and you have vanguard mutual funds in it, my company
accepts.
But I have to transfer my vanguard ... 阅读全帖 |
|
b******l
发帖数: 299 | 34 Just buy S&P 500 index if you are not good at picking stocks or you are
too busy to do your due diligence. If you bought S&P index at the
beginning of this year, you would be up more than 7% now.
1.answer: You need a brokerage account to buy bonds. You don't need a
brokerage account to buy mutual funds.
2. It depends. If you do not trade often, I recommend scottrade as your
broker. There is no extra charge even if you don't trade often in scottrade. |
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S**C
发帖数: 2964 | 35 Fidelity is an excellent brokerage house, not so much as a fund company IMO.
Vanguard is an excellent fund company, not so much as a brokerage. It is up
to you which one is more important.
There may be account closing fees involved if you do a full transfer.
%
Vanguard
( |
|
S**C
发帖数: 2964 | 36 Fidelity is an excellent brokerage house, not so much as a fund company IMO.
Vanguard is an excellent fund company, not so much as a brokerage. It is up
to you which one is more important.
There may be account closing fees involved if you do a full transfer.
%
Vanguard
( |
|
o*****e
发帖数: 871 | 37 yes you need to open a Roth IRA brokerage account with Vanguard to trade
ETFs, including Vanguards ETFs.
我有roth ira和另外的brokerage account，想要在roth ira里买etf是不是要再开一个
？谢谢 |
|
S**C
发帖数: 2964 | 38 The article talked about VG vs. Fido as fund companies, while people often
want to know VG vs. Fido as brokerages, or both fund companies and
brokerages. |
|
S**C
发帖数: 2964 | 39 Consider any distribution to be "new money", whether reinvest your dividend
and capital gain is a personal choice, nothing else. A decent brokerage
should be able to generate 1099-B that can be easily imported into Turbotax
or other tax software to create form 8949 for you. If they cannot in this
age, you may want to change your brokerage.
As a side note, if you are in AMT range, and if your MAGI is also above $
250K for married couple filing jointly, your LTCG and qualified dividend
likely subj... 阅读全帖 |
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i****x
发帖数: 17565 | 40 哦看到说明好像说opt in e-delivery就免了
Vanguard charges a $20 annual account service fee for all brokerage accounts
and for each Vanguard mutual fund with a balance of less than $10,000. As
the primary account owner, you can eliminate this fee by signing up for our
e-service package. This allows you to receive statements, annual privacy
notices, confirmations, and fund reports and prospectuses for mutual fund
and brokerage accounts electronically. |
|
t****y
发帖数: 576 | 41 好像大家一般都推荐vanguard 或者 fidelity
brokerage firm有什么不好呢，好多brokerage firm的stock trade commission fee比
mutual fund company低，也可以买卖mutual fund,感觉比基金公司灵活啊 |
|
l******l
发帖数: 59 | 42 1) 我现在的A州没有state income tax, 几个月后要搬过去的B州有很高的state
income
tax，很郁闷，但也本办法。我的问题是，是不是现在不应该放很多钱去401k里面（除
了公
司能够match的那部分），等到了新的B州再争取max out 401k啊，这样可以少交一些州
税?
2）还有就是，新工作好像要过了6个月才能开始放钱到401k里面，这样的话，我是不是应
该自己搬到了B州以后，开始往以前雇主开的那个401k里面打钱？
3） 最后问题是，401k里面伦理说也是可以买卖股票的，但需要开一个brokerage
account。我在别的地方有一个brokerage account, 我是不是可以把以前雇主的401k
转到 我的那个account, 然后一样的操作？可以以股票多少股的形式转，还是要转为现
金再转？
非常感谢大家！ |
|
D******e
发帖数: 1222 | 43 3) No.
This brokerage link account is provided by your plan fund manager. i.e. if
your 401k is in Fidelity, fidelity has the account type called brokerage
link account that you could move money into that account and start to trade.
But this account is still linked to your 401k account and you can move
money back and forth. It will also considered as part of your 401K still.
是应 |
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m*********t
发帖数: 1250 | 44 The Gift Tax
Updated for Tax Year: 2013
If you give people a lot of money, you might have to pay a federal gift tax.
But the IRS also allows you to give up to $14,000 in 2013 to any number of
people without facing any gift taxes, and without the recipient owing any in
come tax on the gifts.Why it pays to understand the federal gift tax law
If you give people a lot of money or property, you might have to pay a feder
al gift tax. But most gifts are not subject to the gift tax. For instance, y
ou c... 阅读全帖 |
|
u*********r
发帖数: 1181 | 45 上面部分是费用，下面部分是各自相应的average annual total return。
非常感谢啊
Gross Expense Ratio：
=======================
TIER I - LIFECYCLE FUNDS
- show details. - hide details.
LIFEPATH 2015 07/05/2006 Blended Fund Investments* N/A 0.1221
% No additional fees apply.
LIFEPATH 2020 06/30/2006 Blended Fund Investments* N/A 0.1092
% No additional fees apply.
LIFEPATH 2025 07/05/2006 Blended Fund Investments* N/A 0.1237
% No additional fees apply.
LIFEPATH 2030 06/3... 阅读全帖 |
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u*********r
发帖数: 1181 | 46 这些不是brokerage windows 啊， 另外有一个 brokerage window
TIER I - LIFECYCLE FUNDS
TIER II - CORE FUNDS
TIER III - MUTUAL FUND WINDOW
TIER IV - BROKERAGELINK
- show details. - hide details.
确实 我的401k 里面有太多的东西，让我头昏眼花 好像有350个
350 Investment Options
for SHELL PROVIDENT FUND Acct 26502 |
|
t****e
发帖数: 129 | 47 If your brokerage firm goes out of business and is a member of the
Securities Investor Protection Corporation (SIPC), then your cash and
securities held by the brokerage firm may be protected up to $500,000,
including a $250,000 limit for cash. |
|
IV
发帖数: 209 | 48 这个是ETF? 有没有mutual fund?
另外我的roth IRA在vanguard,但不是brokerage account,可以把它变成brokerage
account来买EFF 和股票吗？ |
|
D******r
发帖数: 647 | 49 那应该可以转吧。我的Roth IRA开的就是brokerage。原先买mutal fund的普通帐户，
被Vanguard最近给转成brokerage了。 |
|
S**C
发帖数: 2964 | 50 VG as MF company, great. As brokerage, mediocre at best.
fido as brokerage, great, as MF company, not so much. |
|
